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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Capital Management LLC
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
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SEC Use Only
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4. | Source of Funds (See Instructions) AF | ||
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Delaware | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
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8. | Shared Voting Power 5,935,414 | ||
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9. | Sole Dispositive Power 0 | ||
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10. | Shared Dispositive Power 5,935,414 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 5,935,414 | ||
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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13. | Percent of Class Represented by Amount in Row (11) 18.47%* | ||
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14. | Type of Reporting Person (See Instructions) OO |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners (California) L.P.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
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SEC Use Only
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4. | Source of Funds (See Instructions) AF | ||
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Delaware | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
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8. | Shared Voting Power 4,882,668 | ||
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9. | Sole Dispositive Power 0 | ||
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10. | Shared Dispositive Power 4,882,668 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 4,882,668 | ||
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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13. | Percent of Class Represented by Amount in Row (11) 15.19% | ||
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14. | Type of Reporting Person (See Instructions) PN |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners L.P.
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2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
|
SEC Use Only
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||
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|||
4. | Source of Funds (See Instructions) AF | ||
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Delaware | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
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8. | Shared Voting Power 33,686 | ||
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9. | Sole Dispositive Power 0 | ||
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10. | Shared Dispositive Power 33,686 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 33,686 | ||
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12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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13. | Percent of Class Represented by Amount in Row (11) .10% | ||
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14. | Type of Reporting Person (See Instructions) PN |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners (California) II L.P.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
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SEC Use Only
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||
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4. | Source of Funds (See Instructions) AF | ||
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5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Delaware | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
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8. | Shared Voting Power 743,657 | ||
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9. | Sole Dispositive Power 0 | ||
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10. | Shared Dispositive Power 743,657 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 743,657 | ||
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|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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|||
13. | Percent of Class Represented by Amount in Row (11) 2.31% | ||
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14. | Type of Reporting Person (See Instructions) PN |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners (New York) I L.P.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
|
SEC Use Only
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||
|
|||
4. | Source of Funds (See Instructions) AF | ||
|
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Delaware | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
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8. | Shared Voting Power 256,343 | ||
|
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9. | Sole Dispositive Power 0 | ||
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10. | Shared Dispositive Power 256,343 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 256,343 | ||
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|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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|||
13. | Percent of Class Represented by Amount in Row (11) 0.80% | ||
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14. | Type of Reporting Person (See Instructions) PN |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners Holdco Ltd.
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2.
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Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
|
SEC Use Only
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||
|
|||
4. | Source of Funds (See Instructions) AF | ||
|
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
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6. | Citizenship or Place of Organization Cayman Islands | ||
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Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
|||
8. | Shared Voting Power 19,060 | ||
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|||
9. | Sole Dispositive Power 0 | ||
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|||
10. | Shared Dispositive Power 19,060 | ||
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11. | Aggregate Amount Beneficially Owned by Each Reporting Person 19,060 | ||
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|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
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|||
13. | Percent of Class Represented by Amount in Row (11) .06% | ||
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14. | Type of Reporting Person (See Instructions) OO |
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1.
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Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Partners (Cayman) Ltd.
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2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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3.
|
SEC Use Only
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||
|
|||
4. | Source of Funds (See Instructions) AF | ||
|
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
|
|||
6. | Citizenship or Place of Organization Cayman Islands | ||
|
|||
Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
|||
8. | Shared Voting Power 19,060 | ||
|
|||
9. | Sole Dispositive Power 0 | ||
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|||
10. | Shared Dispositive Power 19,060 | ||
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|||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 19,060 | ||
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|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
|
|||
13. | Percent of Class Represented by Amount in Row (11) .06% | ||
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|||
14. | Type of Reporting Person (See Instructions) OO |
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1.
|
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Breeden Capital Partners LLC
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|
|||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
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|
|||
3.
|
SEC Use Only
|
||
|
|||
4. | Source of Funds (See Instructions) AF | ||
|
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
|
|||
6. | Citizenship or Place of Organization Delaware | ||
|
|||
Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 0 | |
|
|||
8. | Shared Voting Power 5,916,354 | ||
|
|||
9. | Sole Dispositive Power 0 | ||
|
|||
10. | Shared Dispositive Power 5,916,354 | ||
|
|||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 5,916,354 | ||
|
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
|
|||
13. | Percent of Class Represented by Amount in Row (11) 18.41% | ||
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|||
14. | Type of Reporting Person (See Instructions) OO |
|
1.
|
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only). Richard C. Breeden
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|
|||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x |
||
|
|||
3.
|
SEC Use Only
|
||
|
|||
4. | Source of Funds (See Instructions) AF | ||
|
|||
5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) | ||
|
|||
6. | Citizenship or Place of Organization United States | ||
|
|||
Number of Shares Beneficially Owned by Each Reporting Person With |
7. | Sole Voting Power 12,482 | |
|
|||
8. | Shared Voting Power 5,935,414 | ||
|
|||
9. | Sole Dispositive Power 12,482 | ||
|
|||
10. | Shared Dispositive Power 5,935,414 | ||
|
|||
11. | Aggregate Amount Beneficially Owned by Each Reporting Person 5,947,896 | ||
|
|||
12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) | ||
|
|||
13. | Percent of Class Represented by Amount in Row (11) 18.51% | ||
|
|||
14. | Type of Reporting Person (See Instructions) IN |
EXHIBIT 1.
|
Agreement as to Joint Filing of Schedule 13D, dated June 10, 2011 by and among the Delaware Fund, the California Fund, the California II Fund, the New York Fund, Holdco, BPC, the General Partner, the Advisor and Mr. Breeden.
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Transaction Date
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Shares sold for the Account of the Delaware Fund
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Shares sold for the Account of the California Fund
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Shares sold for the Account of the California II Fund
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Shares sold for the Account of Holdco
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Shares sold for the Account of the New York Fund
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Price per Share
|
4/8/2011
|
15,725
|
4.0085
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